Resolution Compliance

Founded in 2015, Resolution Compliance Limited is a firm authorised and regulated by the Financial Conduct Authority (FCA) that offers comprehensive compliance solutions to the financial services industry. The company's core business revolves around providing an Appointed Representative (AR) "umbrella" service, which allows new and existing firms to conduct regulated activities under Resolution's principal authorisation. They also offer expert support for firms seeking direct FCA authorisation, ongoing compliance consulting, and regulatory guidance to a diverse client base that includes investment advisers, fund managers, corporate finance boutiques, brokers, and fintech companies.