RIA in a Box, a COMPLY company

Founded in 2005, RIA in a Box provides comprehensive compliance solutions to Registered Investment Advisers (RIAs) across the United States. The company offers a combination of software-as-a-service (SaaS) and expert consulting to help wealth management firms establish and maintain regulatory compliance. Its flagship product, the MyRIACompliance® platform, is designed to automate and streamline compliance workflows. In 2021, RIA in a Box became part of COMPLY, a larger entity formed to provide a more holistic suite of regulatory technology and compliance solutions for the financial services industry.