nationwide compliance specialists

Founded in 2011, Nationwide Compliance Specialists (NCS) is a consulting firm dedicated to providing comprehensive compliance and registration services to the financial industry. The company serves a diverse clientele, including Securities and Exchange Commission (SEC) and state-registered investment advisers, broker-dealers, and private funds. NCS focuses on delivering tailored, hands-on support, helping clients navigate the complex regulatory landscape through services like new adviser registration, mock regulatory exams, and ongoing compliance program management.