Huatai Financial USA Inc.

Huatai Financial USA, Inc. (Huatai USA) is a wholly-owned subsidiary of Huatai Securities Co., Ltd., a leading integrated securities group in China. Established in 2016, Huatai USA is registered with the U.S. Securities and Exchange Commission (SEC) as a broker-dealer and with the Commodity Futures Trading Commission (CFTC) as a Futures Commission Merchant (FCM). It is a member of FINRA, NFA, and SIPC. The firm's mission is to serve as a vital link between the U.S. and Chinese capital markets, offering institutional clients a range of financial services including equity and fixed income sales and trading, futures brokerage, and investment banking.