duff & phelps, compliance and regulatory consulting practice

Originally known as Duff & Phelps, the company rebranded to Kroll in 2021 to unify its diverse services under a single corporate identity. The Compliance and Regulatory Consulting practice is a key service line within Kroll's Financial Services Compliance and Regulation division. It specializes in helping firms across the financial sector—including asset management, brokerage, and banking—to meet their regulatory obligations, manage compliance risks, and respond to regulatory inquiries. With a history rooted in expert valuation and corporate finance, the practice now leverages a global team of former regulators and compliance professionals to offer solutions ranging from regulatory authorization and outsourced compliance to risk management and response to regulatory enforcement.