Company Information

Get to know Dinsmore Compliance Services

Dinsmore Compliance Services is a wholly-owned subsidiary of the national law firm Dinsmore & Shohl LLP. Launched to provide a more cost-effective solution for the compliance needs of the financial services industry, the company offers a comprehensive suite of services. These include regulatory registration with the SEC, FINRA, and states; development of customized compliance programs; ongoing consulting and support; and assistance with regulatory examinations. Their mission is to help financial firms navigate the complex regulatory landscape, manage risk, and maintain a culture of compliance.

Industry

Financial Legal ServicePRIMARY
Financial Other Service

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Dinsmore Compliance Services

United States

Founded in

2016 (10 Years)

Founded

Last online: No recent activity

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OVERALL SCORE

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Markets.com

(326 reviews)

United States

2008

(18 years)

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Security Information

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This company is currently Unproved.

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License

A Grade License

Issued by globally renowned regulators, these licenses ensure the highest trader protection through strict compliance, fund segregation, insurance, and regular audits. Dispute resolution and adherence to AML/CTF standards further enhance security.

B Grade License

Granted by respected regional regulators, these licenses offer robust safety measures such as fund segregation, financial reporting, and compensation schemes. Though slightly less strict than Tier 1, they provide dependable regional protection.

C Grade License

Issued by regulators in emerging markets, these licenses offer basic protections such as minimum capital requirements and AML policies. Oversight is less stringent, so traders should exercise caution and verify safety measures.

D Grade License

From jurisdictions with minimal oversight, these licenses often lack key protections like fund segregation and insurance. While attractive for operational flexibility, they pose higher risks to traders.

TrustFinance is not a licensed financial advisor and is not affiliated with any financial institutions in your region. We encourage you to do your own research before making any investment decisions.