Dinsmore Compliance Services

Dinsmore Compliance Services is a wholly-owned subsidiary of the national law firm Dinsmore & Shohl LLP. Launched to provide a more cost-effective solution for the compliance needs of the financial services industry, the company offers a comprehensive suite of services. These include regulatory registration with the SEC, FINRA, and states; development of customized compliance programs; ongoing consulting and support; and assistance with regulatory examinations. Their mission is to help financial firms navigate the complex regulatory landscape, manage risk, and maintain a culture of compliance.