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mike mills wealth management certified financial planners (cfp) and wealth management professionals are located in southlake, tx.looking for in an independent wealth management firm

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Cyprus

ASIC is Australia's corporate, markets, financial services and consumer credit regulator. Our vision is for a fair, strong and efficient financial system for all Australians.

Australian Securities and Investments Commission

The Financial Sector Conduct Authority is a financial institutions market conduct regulator and a successor agency to the Financial Services Board (South Africa) in South Africa.

Financial Sector Conduct Authority 

The Union of the Comoros is made up of four independent and autonomous islands: Mwali (Mohéli), Maoré (Mayotte), Ndzuwani (Anjouan), N’gazidja (Grande Comore). Mwali island is divided into territorial decentralized collectivities representing the sovereign people. In 1998, after gaining independence and autonomy from the previous Republic, the Government of Mohéli adopted the Mwali Services Law 1998, a pioneering legislation for the incorporation of companies, including regulated financial entities and gaming casinos. This law was later amended in 2001.

Mwali International Services Authority

The Financial Services Commission (FSC) of Mauritius is the integrated regulator for the non-bank financial services sector and global business. Established in 2001 under the Financial Services Act, the FSC is responsible for the licensing, regulation, monitoring, and supervision of the activities of market intermediaries, including insurance companies, pension funds, investment funds, and securities dealers. The Commission also oversees the Stock Exchange of Mauritius, ensuring the orderly administration of financial markets in Mauritius.

The FSC's mission is to promote the development, fairness, efficiency, and transparency of financial institutions and services within the global business sector. It aims to safeguard the interests of consumers and the public at large while fostering the integrity and stability of the financial system in Mauritius. Through its regulatory framework, the FSC contributes to the country's economic growth by facilitating the development of a competitive financial services sector.

Mauritius' Financial Services Commission

Seychelles

FXGT.com

The Cyprus Securities and Exchange Commission, known as CySEC, is the financial regulatory agency of Cyprus. As an EU member state, CySEC's financial regulations and operations comply with the European MiFID financial harmonization law.

Cyprus Securities and Exchange Commission

The Vanuatu Financial Services Commission (VFSC) is the regulatory body responsible for overseeing and regulating the financial services industry in Vanuatu. Established in 1993, the VFSC's mandate includes the supervision and regulation of banking, insurance, and securities, as well as the incorporation and management of companies and trusts. Its primary objective is to ensure the integrity and stability of Vanuatu's financial system, protect consumers, and promote confidence in the financial markets.

Vanuatu Financial Services Commission

The Financial Services Authority (FSA) of Seychelles is the regulatory body responsible for overseeing the non-bank financial services sector in the Seychelles. Established under the Financial Services Authority Act in 2013, the FSA emerged as an autonomous agency to regulate and supervise various financial services, including insurance, securities, gambling, and other related sectors not covered by banking regulation. It took over the responsibilities from the Seychelles International Business Authority (SIBA), marking a significant shift towards a more comprehensive regulatory framework aimed at enhancing the integrity and stability of Seychelles' financial system.

The FSA's primary mission is to ensure the efficient and effective administration of the regulatory and supervisory framework of the non-bank financial services sector. Its objectives include protecting consumers, enhancing public understanding and confidence in the financial system, reducing systemic risk, and combating financial crime, including money laundering and terrorism financing.

Financial Services Authority

Exness

The Financial Conduct Authority is a financial regulatory body in the United Kingdom, but operates independently of the UK Government, and is financed by charging fees to members of the financial services industry.

Financial Conduct Authority

The Central Bank of Curaçao & Sint Maarten is the monetary authority for the countries of Curaçao and Sint Maarten. It is responsible for formulating and implementing monetary policy, maintaining a stable financial system, issuing currency, and supervising financial institutions within its jurisdiction. The bank aims to promote financial stability and economic development within Curaçao and Sint Maarten.

Central Bank of Curaçao and Sint Maarten

The British Virgin Islands Financial Services Commission (BVI FSC) is the autonomous regulatory authority responsible for the oversight, regulation, and supervision of the financial services industry in the British Virgin Islands (BVI). Established in 2001 through the Financial Services Commission Act, the BVI FSC's mission is to safeguard the interests of the public and the financial services industry's integrity in the BVI by promoting stability, public awareness, and investor confidence.

The BVI FSC has a comprehensive scope of regulatory authority over banking, insurance, trust business, company management, mutual funds, and insolvency services, as well as the incorporation of companies. It is charged with the responsibility of monitoring compliance with the regulatory and legal framework, licensing and supervising financial institutions, enforcing regulatory and compliance standards, and taking corrective measures or imposing penalties on entities that violate the laws.

British Virgin Islands Financial Services Commission

The Capital Markets Authority (CMA) of Kenya is the regulatory body responsible for supervising and regulating the capital markets in Kenya. Established in 1989 under the Capital Markets Act, the CMA aims to promote market integrity and investor confidence by ensuring a fair and efficient capital market. The authority's headquarters are located in Nairobi, Kenya.

Capital Markets Authority

The International Financial Services Commission (IFSC) of Belize is the regulatory authority responsible for overseeing the international financial services sector in Belize. Established to promote, protect, and enhance Belize as an international financial center, the IFSC is tasked with fostering the growth and development of the financial services industry while ensuring that the services offered are transparent, reliable, and comply with international standards.

The primary objective of the IFSC is to regulate providers of international financial services, including the supervision and licensing of a wide range of financial services activities such as forex trading, brokerage services, international asset protection and management, trust services, and the registration of international business companies (IBCs). The Commission plays a crucial role in ensuring that its licensees operate with integrity, competence, and financial soundness, thereby protecting the interests of investors and the public.

International Financial Services Commission of Belize

The Dubai Financial Services Authority (DFSA) is the independent regulator of financial services conducted in or from the Dubai International Financial Centre (DIFC), a purpose-built financial free zone in Dubai, United Arab Emirates. Established in 2004, the DFSA is tasked with overseeing the operation of all financial and ancillary services within the DIFC, including asset management, banking, securities trading, Islamic finance, insurance, and the operation of international financial exchanges and clearing houses.

The DFSA's mandate is to provide a regulatory environment of international standards that fosters the economic development of the DIFC and the wider UAE. Its primary objectives include protecting direct and indirect users of the financial services industry in the DIFC, and contributing to the stability and integrity of the financial services industry in the DIFC, including the prevention of financial crimes.

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