advisorlaw, llc

AdvisorLaw, LLC is a specialized law and consulting firm dedicated to representing financial advisors, registered investment advisers (RIAs), and firms within the securities industry across the United States. Their services focus on navigating complex regulatory and employment matters, including FINRA inquiries and investigations, expungement of customer complaints from CRD/BrokerCheck records, employment transitions, and promissory note disputes. Founded by attorney Dochtor D. Kennedy, the firm aims to provide comprehensive legal defense and strategic guidance to protect the careers and reputations of financial professionals.