Company Information

Get to know The Consortium (Financial Services Compliance)

Founded in 2011, The Consortium (a trading style of The Consortium Compliance Services Limited) is a compliance consultancy dedicated to the financial services sector. The company assists a wide range of firms—including those in consumer credit, insurance, and investments—with navigating the complex regulatory landscape of the UK's Financial Conduct Authority (FCA). Their mission is to provide practical, expert-led support, from initial FCA authorisation applications and variations of permission to ongoing compliance management, regulatory audits, and staff training.

Industry

Financial Legal ServicePRIMARY
Financial Other Service

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The Consortium (Financial Services Compliance)

United States

Founded in

1989 (37 Years)

Founded

Last online: No recent activity

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OVERALL SCORE

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TrustFinance is not a licensed financial advisor and is not affiliated with any financial institutions in your region. We encourage you to do your own research before making any investment decisions.

Regulated

Recommended

IUX

(2,283 reviews)

Mauritius

2015

(10 years)

Security Information :

FSCA

FSC

ASIC

Security Information

Warning

This company is currently Unproved.

Please be cautious of the potential risks!

License

A Grade License

Issued by globally renowned regulators, these licenses ensure the highest trader protection through strict compliance, fund segregation, insurance, and regular audits. Dispute resolution and adherence to AML/CTF standards further enhance security.

B Grade License

Granted by respected regional regulators, these licenses offer robust safety measures such as fund segregation, financial reporting, and compensation schemes. Though slightly less strict than Tier 1, they provide dependable regional protection.

C Grade License

Issued by regulators in emerging markets, these licenses offer basic protections such as minimum capital requirements and AML policies. Oversight is less stringent, so traders should exercise caution and verify safety measures.

D Grade License

From jurisdictions with minimal oversight, these licenses often lack key protections like fund segregation and insurance. While attractive for operational flexibility, they pose higher risks to traders.

TrustFinance is not a licensed financial advisor and is not affiliated with any financial institutions in your region. We encourage you to do your own research before making any investment decisions.