Company Information

Get to know The Compliance Guys Ltd

The Compliance Guys Ltd is a compliance consultancy firm dedicated to assisting financial services companies in navigating the complex regulatory landscape of the UK's Financial Conduct Authority (FCA). Founded by experienced compliance professionals, their mission is to provide practical, straightforward, and effective compliance solutions. They specialize in services such as obtaining FCA authorisation, providing Appointed Representative (AR) hosting, offering ongoing compliance support, and advising on financial promotions and the Senior Managers & Certification Regime (SM&CR).

Industry

Financial Legal ServicePRIMARY
Financial Other Service

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The Compliance Guys Ltd

United Kingdom

Founded in

2020 (6 Years)

Founded

Last online: No recent activity

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OVERALL SCORE

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BridgerPay

(180 reviews)

Cyprus

2017

(9 years)

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Security Information

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This company is currently Unproved.

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License

A Grade License

Issued by globally renowned regulators, these licenses ensure the highest trader protection through strict compliance, fund segregation, insurance, and regular audits. Dispute resolution and adherence to AML/CTF standards further enhance security.

B Grade License

Granted by respected regional regulators, these licenses offer robust safety measures such as fund segregation, financial reporting, and compensation schemes. Though slightly less strict than Tier 1, they provide dependable regional protection.

C Grade License

Issued by regulators in emerging markets, these licenses offer basic protections such as minimum capital requirements and AML policies. Oversight is less stringent, so traders should exercise caution and verify safety measures.

D Grade License

From jurisdictions with minimal oversight, these licenses often lack key protections like fund segregation and insurance. While attractive for operational flexibility, they pose higher risks to traders.

TrustFinance is not a licensed financial advisor and is not affiliated with any financial institutions in your region. We encourage you to do your own research before making any investment decisions.