Company Information

Get to know The ASA Group, Inc.

The ASA Group, Inc. (CRD# 122143) was a financial services firm incorporated in Delaware and headquartered in New York, NY. Operating as a registered broker-dealer, the company engaged in investment banking activities and other brokerage services. Its history is documented within the Financial Industry Regulatory Authority (FINRA) database, which shows its effective registration from 2000 until its official termination on November 20, 2012. The firm's operational history includes a regulatory event in its final year of operation.

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The ASA Group, Inc.

United States

Founded in

1977 (49 Years)

Founded

Last online: No recent activity

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OVERALL SCORE

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--/40

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FTD LIMITED

(505 reviews)

British Virgin Islands

2017

(9 years)

Security Information :

BVI FSC

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This company is currently Unproved.

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License

A Grade License

Issued by globally renowned regulators, these licenses ensure the highest trader protection through strict compliance, fund segregation, insurance, and regular audits. Dispute resolution and adherence to AML/CTF standards further enhance security.

B Grade License

Granted by respected regional regulators, these licenses offer robust safety measures such as fund segregation, financial reporting, and compensation schemes. Though slightly less strict than Tier 1, they provide dependable regional protection.

C Grade License

Issued by regulators in emerging markets, these licenses offer basic protections such as minimum capital requirements and AML policies. Oversight is less stringent, so traders should exercise caution and verify safety measures.

D Grade License

From jurisdictions with minimal oversight, these licenses often lack key protections like fund segregation and insurance. While attractive for operational flexibility, they pose higher risks to traders.

TrustFinance is not a licensed financial advisor and is not affiliated with any financial institutions in your region. We encourage you to do your own research before making any investment decisions.