Company Information

Get to know Rosenblatt FinTech Investment Banking

Founded in 1979 by Richard A. Rosenblatt, Rosenblatt Securities Inc. is an independent, agency-only institutional brokerage and boutique investment bank. The firm is renowned for its deep expertise in financial market structure and has leveraged this knowledge to build a leading FinTech investment banking practice. This division focuses on providing M&A advisory, private and public capital raising, and strategic advisory services to companies across the financial technology landscape. The company operates without engaging in proprietary trading, ensuring its advice and execution services are conflict-free and solely client-focused.

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Financial InvestmentPRIMARY
Financial Other Service

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Rosenblatt FinTech Investment Banking

United States

Founded in

1979 (47 Years)

Founded

Last online: No recent activity

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OVERALL SCORE

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TrustFinance is not a licensed financial advisor and is not affiliated with any financial institutions in your region. We encourage you to do your own research before making any investment decisions.

Regulated

Recommended

(73 reviews)

Cyprus

2009

(17 years)

Security Information :

CySEC

FSCA

DFSA

Security Information

Warning

This company is currently Unproved.

Please be cautious of the potential risks!

License

A Grade License

Issued by globally renowned regulators, these licenses ensure the highest trader protection through strict compliance, fund segregation, insurance, and regular audits. Dispute resolution and adherence to AML/CTF standards further enhance security.

B Grade License

Granted by respected regional regulators, these licenses offer robust safety measures such as fund segregation, financial reporting, and compensation schemes. Though slightly less strict than Tier 1, they provide dependable regional protection.

C Grade License

Issued by regulators in emerging markets, these licenses offer basic protections such as minimum capital requirements and AML policies. Oversight is less stringent, so traders should exercise caution and verify safety measures.

D Grade License

From jurisdictions with minimal oversight, these licenses often lack key protections like fund segregation and insurance. While attractive for operational flexibility, they pose higher risks to traders.

TrustFinance is not a licensed financial advisor and is not affiliated with any financial institutions in your region. We encourage you to do your own research before making any investment decisions.