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Get to know roger d. walton, wms

Roger D. Walton is a financial advisor holding the Wealth Management Specialist (WMS) designation who operates his practice under the umbrella of Raymond James & Associates, Inc. His practice focuses on providing tailored financial planning and investment management services. He works with clients to understand their financial objectives and helps them navigate complex financial needs through a disciplined investment process, aiming to build, manage, and preserve wealth over the long term. His affiliation with Raymond James provides him with the resources of a major multinational financial services firm while he delivers personalized client service.

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Financial Wealth ManagementPRIMARY
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roger d. walton, wms

United States

Founded in

1995 (31 Years)

Founded

Last online: No recent activity

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FTD LIMITED

(505 reviews)

British Virgin Islands

2017

(9 years)

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A Grade License

Issued by globally renowned regulators, these licenses ensure the highest trader protection through strict compliance, fund segregation, insurance, and regular audits. Dispute resolution and adherence to AML/CTF standards further enhance security.

B Grade License

Granted by respected regional regulators, these licenses offer robust safety measures such as fund segregation, financial reporting, and compensation schemes. Though slightly less strict than Tier 1, they provide dependable regional protection.

C Grade License

Issued by regulators in emerging markets, these licenses offer basic protections such as minimum capital requirements and AML policies. Oversight is less stringent, so traders should exercise caution and verify safety measures.

D Grade License

From jurisdictions with minimal oversight, these licenses often lack key protections like fund segregation and insurance. While attractive for operational flexibility, they pose higher risks to traders.

TrustFinance is not a licensed financial advisor and is not affiliated with any financial institutions in your region. We encourage you to do your own research before making any investment decisions.