Company Information

Get to know Newgate Compliance Limited

Newgate Compliance is a London-based consultancy that offers a comprehensive suite of regulatory compliance and risk management services tailored for the financial services industry. Their clients include investment managers, private equity and venture capital firms, corporate finance advisors, brokers, and fintech companies. Key services include assistance with FCA authorisation, ongoing compliance support, prudential services, and regulatory hosting (Appointed Representative services). In 2020, Newgate Compliance was acquired by Ocorian, a global leader in corporate and fiduciary services, which has expanded its international reach and service capabilities.

Industry

Financial Legal ServicePRIMARY
Financial Other Service

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Newgate Compliance Limited

United Kingdom

Founded in

2014 (12 Years)

Founded

Last online: No recent activity

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OVERALL SCORE

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TrustFinance is not a licensed financial advisor and is not affiliated with any financial institutions in your region. We encourage you to do your own research before making any investment decisions.

Regulated

Recommended

IUX

(2,283 reviews)

Mauritius

2015

(10 years)

Security Information :

FSCA

FSC

ASIC

Security Information

Warning

This company is currently Unproved.

Please be cautious of the potential risks!

License

A Grade License

Issued by globally renowned regulators, these licenses ensure the highest trader protection through strict compliance, fund segregation, insurance, and regular audits. Dispute resolution and adherence to AML/CTF standards further enhance security.

B Grade License

Granted by respected regional regulators, these licenses offer robust safety measures such as fund segregation, financial reporting, and compensation schemes. Though slightly less strict than Tier 1, they provide dependable regional protection.

C Grade License

Issued by regulators in emerging markets, these licenses offer basic protections such as minimum capital requirements and AML policies. Oversight is less stringent, so traders should exercise caution and verify safety measures.

D Grade License

From jurisdictions with minimal oversight, these licenses often lack key protections like fund segregation and insurance. While attractive for operational flexibility, they pose higher risks to traders.

TrustFinance is not a licensed financial advisor and is not affiliated with any financial institutions in your region. We encourage you to do your own research before making any investment decisions.