Company Information

Get to know national securities corporation

Founded in 1947, National Securities Corporation has a long history as a full-service brokerage firm. It offers a range of financial services including wealth management, asset management, and investment banking for private clients, institutions, and corporate customers. The company was acquired by National Holdings Corporation, which was subsequently acquired by B. Riley Financial, Inc. in 2021. Today, it operates as an integral part of B. Riley Wealth Management, leveraging the broader resources of its parent company while maintaining its established broker-dealer operations.

Industry

Financial Wealth ManagementPRIMARY
Financial Other Service

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national securities corporation

United States

Founded in

1947 (79 Years)

Founded

Last online: No recent activity

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OVERALL SCORE

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Regulated

Recommended

(73 reviews)

Cyprus

2009

(17 years)

Security Information :

CySEC

FSCA

DFSA

Security Information

Warning

This company is currently Unproved.

Please be cautious of the potential risks!

License

A Grade License

Issued by globally renowned regulators, these licenses ensure the highest trader protection through strict compliance, fund segregation, insurance, and regular audits. Dispute resolution and adherence to AML/CTF standards further enhance security.

B Grade License

Granted by respected regional regulators, these licenses offer robust safety measures such as fund segregation, financial reporting, and compensation schemes. Though slightly less strict than Tier 1, they provide dependable regional protection.

C Grade License

Issued by regulators in emerging markets, these licenses offer basic protections such as minimum capital requirements and AML policies. Oversight is less stringent, so traders should exercise caution and verify safety measures.

D Grade License

From jurisdictions with minimal oversight, these licenses often lack key protections like fund segregation and insurance. While attractive for operational flexibility, they pose higher risks to traders.

TrustFinance is not a licensed financial advisor and is not affiliated with any financial institutions in your region. We encourage you to do your own research before making any investment decisions.