Company Information

Get to know National Holdings

Founded through a lineage of firms dating back to 1947, National Holdings Corporation grew into a full-service investment banking and asset management firm. It operated as a holding company for various financial service providers, including its principal broker-dealer, National Securities Corporation. The company provided a range of services such as private client wealth management, institutional brokerage, and corporate finance. In 2021, National Holdings Corporation was acquired by B. Riley Financial, Inc., and its operations, brands, and professionals were subsequently integrated into B. Riley's platforms, most notably B. Riley Securities.

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Financial InvestmentPRIMARY
Financial Banking
Financial Other Service

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National Holdings

United States

Founded in

01 Jan 1947 (79 Years)

Founded

Last online: No recent activity

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OVERALL SCORE

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Regulated

Recommended

IUX

(2,283 reviews)

Mauritius

2015

(10 years)

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This company is currently Unproved.

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License

A Grade License

Issued by globally renowned regulators, these licenses ensure the highest trader protection through strict compliance, fund segregation, insurance, and regular audits. Dispute resolution and adherence to AML/CTF standards further enhance security.

B Grade License

Granted by respected regional regulators, these licenses offer robust safety measures such as fund segregation, financial reporting, and compensation schemes. Though slightly less strict than Tier 1, they provide dependable regional protection.

C Grade License

Issued by regulators in emerging markets, these licenses offer basic protections such as minimum capital requirements and AML policies. Oversight is less stringent, so traders should exercise caution and verify safety measures.

D Grade License

From jurisdictions with minimal oversight, these licenses often lack key protections like fund segregation and insurance. While attractive for operational flexibility, they pose higher risks to traders.

TrustFinance is not a licensed financial advisor and is not affiliated with any financial institutions in your region. We encourage you to do your own research before making any investment decisions.