Company Information

Get to know Ming & Associates/Equity Associates Inc.

Founded in 2003, Equity Associates Inc. is one of Canada’s largest independently owned mutual fund dealerships. The company's business model is centered on supporting independent financial advisors by providing them with the necessary regulatory oversight, back-office administration, technology platforms, and business development resources. This allows advisors, such as the affiliated "Ming & Associates," to operate their own practices while meeting industry compliance standards under the Equity Associates Inc. license. The firm's mission is to foster an environment where independent advisors can thrive and provide quality financial planning and investment services to their clients.

Industry

Stock BrokerPRIMARY
Financial Other Service

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Ming & Associates/Equity Associates Inc.

Canada

Founded in

1996 (30 Years)

Founded

Last online: No recent activity

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OVERALL SCORE

Licenses

--/40

Reviews

--/60

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Markets.com

(326 reviews)

United States

2008

(18 years)

Security Information :

FSCA

Security Information

Warning

This company is currently Unproved.

Please be cautious of the potential risks!

License

A Grade License

Issued by globally renowned regulators, these licenses ensure the highest trader protection through strict compliance, fund segregation, insurance, and regular audits. Dispute resolution and adherence to AML/CTF standards further enhance security.

B Grade License

Granted by respected regional regulators, these licenses offer robust safety measures such as fund segregation, financial reporting, and compensation schemes. Though slightly less strict than Tier 1, they provide dependable regional protection.

C Grade License

Issued by regulators in emerging markets, these licenses offer basic protections such as minimum capital requirements and AML policies. Oversight is less stringent, so traders should exercise caution and verify safety measures.

D Grade License

From jurisdictions with minimal oversight, these licenses often lack key protections like fund segregation and insurance. While attractive for operational flexibility, they pose higher risks to traders.

TrustFinance is not a licensed financial advisor and is not affiliated with any financial institutions in your region. We encourage you to do your own research before making any investment decisions.