Company Information

Get to know Karen Codman, FSC Securities Corporation

Codman & Associates is the "Doing Business As" (DBA) name for the financial practice led by Karen Codman. Karen Codman is an independent financial advisor and a registered representative of FSC Securities Corporation, a major independent broker-dealer. Her practice focuses on developing comprehensive, personalized financial plans for individuals, families, and business owners. The firm's mission is to help clients achieve their financial goals through services like retirement planning, investment management, and wealth preservation strategies. Securities and investment advisory services are offered through FSC Securities Corporation, member FINRA/SIPC.

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Financial Wealth ManagementPRIMARY
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Karen Codman, FSC Securities Corporation

United States

Founded in

1998 (28 Years)

Founded

Last online: No recent activity

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Markets.com

(326 reviews)

United States

2008

(18 years)

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License

A Grade License

Issued by globally renowned regulators, these licenses ensure the highest trader protection through strict compliance, fund segregation, insurance, and regular audits. Dispute resolution and adherence to AML/CTF standards further enhance security.

B Grade License

Granted by respected regional regulators, these licenses offer robust safety measures such as fund segregation, financial reporting, and compensation schemes. Though slightly less strict than Tier 1, they provide dependable regional protection.

C Grade License

Issued by regulators in emerging markets, these licenses offer basic protections such as minimum capital requirements and AML policies. Oversight is less stringent, so traders should exercise caution and verify safety measures.

D Grade License

From jurisdictions with minimal oversight, these licenses often lack key protections like fund segregation and insurance. While attractive for operational flexibility, they pose higher risks to traders.

TrustFinance is not a licensed financial advisor and is not affiliated with any financial institutions in your region. We encourage you to do your own research before making any investment decisions.