Company Information

Get to know Jim Lee Financial

Jim Lee Financial is the professional practice and "doing business as" name for James (Jim) Lee, a registered Wealth Management Advisor. The company itself is not a registered broker-dealer or investment adviser; rather, James Lee provides his services as a representative of Northwestern Mutual Investment Services, LLC (NMIS) and as an agent for The Northwestern Mutual Life Insurance Company. The practice focuses on helping clients achieve financial security through personalized financial planning, wealth management, retirement planning, and insurance solutions, leveraging the extensive resources and product offerings of the Northwestern Mutual network.

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Financial Wealth ManagementPRIMARY
Financial Other Service

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Jim Lee Financial

United States

Founded in

1986 (40 Years)

Founded

Last online: No recent activity

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OVERALL SCORE

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FTD LIMITED

(505 reviews)

British Virgin Islands

2017

(9 years)

Security Information :

BVI FSC

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This company is currently Unproved.

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License

A Grade License

Issued by globally renowned regulators, these licenses ensure the highest trader protection through strict compliance, fund segregation, insurance, and regular audits. Dispute resolution and adherence to AML/CTF standards further enhance security.

B Grade License

Granted by respected regional regulators, these licenses offer robust safety measures such as fund segregation, financial reporting, and compensation schemes. Though slightly less strict than Tier 1, they provide dependable regional protection.

C Grade License

Issued by regulators in emerging markets, these licenses offer basic protections such as minimum capital requirements and AML policies. Oversight is less stringent, so traders should exercise caution and verify safety measures.

D Grade License

From jurisdictions with minimal oversight, these licenses often lack key protections like fund segregation and insurance. While attractive for operational flexibility, they pose higher risks to traders.

TrustFinance is not a licensed financial advisor and is not affiliated with any financial institutions in your region. We encourage you to do your own research before making any investment decisions.