Company Information

Get to know J.W. Cole Financial, Inc.

Founded in 1998, J.W. Cole Financial, Inc. (JWC) is a full-service, independent securities broker-dealer. Its sister company, J.W. Cole Advisors, Inc. (JWCA), is a registered investment advisor (RIA). The firm operates on a mission to provide robust support, advanced technology, and expert guidance to its network of independent financial advisors, enabling them to serve their clients' financial goals effectively. J.W. Cole prides itself on fostering a "user-friendly" and family-oriented culture while offering a wide array of non-proprietary investment products and wealth management solutions.

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Financial Other Service

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J.W. Cole Financial, Inc.

United States

Founded in

1998 (28 Years)

Founded

Last online: No recent activity

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OVERALL SCORE

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BridgerPay

(180 reviews)

Cyprus

2017

(9 years)

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This company is currently Unproved.

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License

A Grade License

Issued by globally renowned regulators, these licenses ensure the highest trader protection through strict compliance, fund segregation, insurance, and regular audits. Dispute resolution and adherence to AML/CTF standards further enhance security.

B Grade License

Granted by respected regional regulators, these licenses offer robust safety measures such as fund segregation, financial reporting, and compensation schemes. Though slightly less strict than Tier 1, they provide dependable regional protection.

C Grade License

Issued by regulators in emerging markets, these licenses offer basic protections such as minimum capital requirements and AML policies. Oversight is less stringent, so traders should exercise caution and verify safety measures.

D Grade License

From jurisdictions with minimal oversight, these licenses often lack key protections like fund segregation and insurance. While attractive for operational flexibility, they pose higher risks to traders.

TrustFinance is not a licensed financial advisor and is not affiliated with any financial institutions in your region. We encourage you to do your own research before making any investment decisions.