Company Information

Get to know e.s. schwartz & company, inc

Founded in 1972, e.s. schwartz & company, inc is an independent, boutique investment banking firm based in New York. The company specializes in providing financial advisory services to middle-market companies, with a focus on mergers and acquisitions (M&A), private placements of debt and equity, valuations, and fairness opinions. Its mission is to offer high-quality, independent, and senior-level attention to its clients throughout the entire transaction process.

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Financial Financial AdvisementPRIMARY
Financial Other Service

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e.s. schwartz & company, inc

United States

Founded in

1974 (52 Years)

Founded

Last online: No recent activity

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OVERALL SCORE

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TrustFinance is not a licensed financial advisor and is not affiliated with any financial institutions in your region. We encourage you to do your own research before making any investment decisions.

Regulated

Recommended

IUX

(2,283 reviews)

Mauritius

2015

(10 years)

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ASIC

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Warning

This company is currently Unproved.

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License

A Grade License

Issued by globally renowned regulators, these licenses ensure the highest trader protection through strict compliance, fund segregation, insurance, and regular audits. Dispute resolution and adherence to AML/CTF standards further enhance security.

B Grade License

Granted by respected regional regulators, these licenses offer robust safety measures such as fund segregation, financial reporting, and compensation schemes. Though slightly less strict than Tier 1, they provide dependable regional protection.

C Grade License

Issued by regulators in emerging markets, these licenses offer basic protections such as minimum capital requirements and AML policies. Oversight is less stringent, so traders should exercise caution and verify safety measures.

D Grade License

From jurisdictions with minimal oversight, these licenses often lack key protections like fund segregation and insurance. While attractive for operational flexibility, they pose higher risks to traders.

TrustFinance is not a licensed financial advisor and is not affiliated with any financial institutions in your region. We encourage you to do your own research before making any investment decisions.