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Get to know E.K. Riley Investments, LLC

E.K. Riley Investments, LLC was an independent brokerage and investment advisory firm headquartered in Seattle, Washington. Founded in 2002, the firm provided a range of financial services including wealth management, financial planning, and investment brokerage for individuals and institutions. In July 2020, it was announced that the firm's assets would be acquired by LPL Financial, the largest independent broker-dealer in the United States. The transition was completed in October 2020, at which point E.K. Riley Investments ceased its independent operations and its advisors joined the LPL platform.

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E.K. Riley Investments, LLC

United States

Founded in

2002 (24 Years)

Founded

Last online: No recent activity

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BridgerPay

(180 reviews)

Cyprus

2017

(9 years)

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A Grade License

Issued by globally renowned regulators, these licenses ensure the highest trader protection through strict compliance, fund segregation, insurance, and regular audits. Dispute resolution and adherence to AML/CTF standards further enhance security.

B Grade License

Granted by respected regional regulators, these licenses offer robust safety measures such as fund segregation, financial reporting, and compensation schemes. Though slightly less strict than Tier 1, they provide dependable regional protection.

C Grade License

Issued by regulators in emerging markets, these licenses offer basic protections such as minimum capital requirements and AML policies. Oversight is less stringent, so traders should exercise caution and verify safety measures.

D Grade License

From jurisdictions with minimal oversight, these licenses often lack key protections like fund segregation and insurance. While attractive for operational flexibility, they pose higher risks to traders.

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