Company Information

Get to know ComplianceAsia, part of IQ-EQ

Founded in 2003, ComplianceAsia established itself as the longest-serving compliance consultancy in Asia. In 2021, the company was acquired by IQ-EQ, a leading global investor services group. As part of IQ-EQ, ComplianceAsia continues to offer a comprehensive suite of services to financial services clients, including hedge funds, private equity firms, asset managers, and broker-dealers. Their core mission is to help clients navigate complex and evolving regulatory landscapes across the Asia-Pacific region, providing support on licensing, ongoing compliance, policy development, anti-money laundering (AML), and corporate governance.

Industry

Financial Legal ServicePRIMARY
Financial Other Service

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ComplianceAsia, part of IQ-EQ

Hong Kong SAR

Founded in

2003 (23 Years)

Founded

Last online: No recent activity

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OVERALL SCORE

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Markets.com

(326 reviews)

United States

2008

(18 years)

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This company is currently Unproved.

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License

A Grade License

Issued by globally renowned regulators, these licenses ensure the highest trader protection through strict compliance, fund segregation, insurance, and regular audits. Dispute resolution and adherence to AML/CTF standards further enhance security.

B Grade License

Granted by respected regional regulators, these licenses offer robust safety measures such as fund segregation, financial reporting, and compensation schemes. Though slightly less strict than Tier 1, they provide dependable regional protection.

C Grade License

Issued by regulators in emerging markets, these licenses offer basic protections such as minimum capital requirements and AML policies. Oversight is less stringent, so traders should exercise caution and verify safety measures.

D Grade License

From jurisdictions with minimal oversight, these licenses often lack key protections like fund segregation and insurance. While attractive for operational flexibility, they pose higher risks to traders.

TrustFinance is not a licensed financial advisor and is not affiliated with any financial institutions in your region. We encourage you to do your own research before making any investment decisions.