Company Information

Get to know Compliance as a Service (CaaS Ltd)

Compliance as a Service (CaaS Ltd) is a specialized consultancy firm dedicated to helping financial services companies navigate complex regulatory environments. The company offers end-to-end compliance support, from assisting new firms with the regulatory authorisation process (with regulators like the FCA and CySEC) to providing ongoing compliance management, anti-money laundering (AML) frameworks, and staff training. Their mission is to simplify compliance, allowing financial firms to focus on their core business activities while ensuring they meet all legal and regulatory obligations.

Industry

Financial Legal ServicePRIMARY
Financial Other Service

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Compliance as a Service (CaaS Ltd)

United Kingdom

Founded in

2012 (14 Years)

Founded

Last online: No recent activity

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OVERALL SCORE

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Markets.com

(326 reviews)

United States

2008

(18 years)

Security Information :

FSCA

Security Information

Warning

This company is currently Unproved.

Please be cautious of the potential risks!

License

A Grade License

Issued by globally renowned regulators, these licenses ensure the highest trader protection through strict compliance, fund segregation, insurance, and regular audits. Dispute resolution and adherence to AML/CTF standards further enhance security.

B Grade License

Granted by respected regional regulators, these licenses offer robust safety measures such as fund segregation, financial reporting, and compensation schemes. Though slightly less strict than Tier 1, they provide dependable regional protection.

C Grade License

Issued by regulators in emerging markets, these licenses offer basic protections such as minimum capital requirements and AML policies. Oversight is less stringent, so traders should exercise caution and verify safety measures.

D Grade License

From jurisdictions with minimal oversight, these licenses often lack key protections like fund segregation and insurance. While attractive for operational flexibility, they pose higher risks to traders.

TrustFinance is not a licensed financial advisor and is not affiliated with any financial institutions in your region. We encourage you to do your own research before making any investment decisions.