Company Information

Get to know Cipperman Compliance Services, LLC (now part of Foreside)

Cipperman Compliance Services was a prominent provider of regulatory compliance solutions, including outsourced Chief Compliance Officer (CCO) services and consulting, primarily for investment advisers, broker-dealers, and investment funds. In July 2020, the firm was acquired by Foreside Financial Group, LLC. Foreside is a major, technology-enabled provider of GRC solutions to the global asset and wealth management industry. The acquisition integrated Cipperman's expertise into Foreside's broader suite of services, which now includes compliance and consulting, distribution, and broker-dealer solutions, serving a wide range of clients from emerging managers to large, established financial institutions.

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Financial Other Service

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Cipperman Compliance Services, LLC (now part of Foreside)

United States

Founded in

2004 (22 Years)

Founded

Last online: No recent activity

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OVERALL SCORE

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FTD LIMITED

(505 reviews)

British Virgin Islands

2017

(9 years)

Security Information :

BVI FSC

Security Information

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This company is currently Unproved.

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License

A Grade License

Issued by globally renowned regulators, these licenses ensure the highest trader protection through strict compliance, fund segregation, insurance, and regular audits. Dispute resolution and adherence to AML/CTF standards further enhance security.

B Grade License

Granted by respected regional regulators, these licenses offer robust safety measures such as fund segregation, financial reporting, and compensation schemes. Though slightly less strict than Tier 1, they provide dependable regional protection.

C Grade License

Issued by regulators in emerging markets, these licenses offer basic protections such as minimum capital requirements and AML policies. Oversight is less stringent, so traders should exercise caution and verify safety measures.

D Grade License

From jurisdictions with minimal oversight, these licenses often lack key protections like fund segregation and insurance. While attractive for operational flexibility, they pose higher risks to traders.

TrustFinance is not a licensed financial advisor and is not affiliated with any financial institutions in your region. We encourage you to do your own research before making any investment decisions.