Company Information

Get to know Capital Pointe Advisors, LLC

Capital Pointe Advisors is a Charlotte, North Carolina-based investment banking firm focused on serving the lower-middle market. The firm specializes in providing comprehensive financial advisory services, including sell-side and buy-side mergers and acquisitions (M&A) representation, corporate finance solutions like capital raising, and strategic advisory such as business valuations and exit planning. Their target clients are typically privately-held businesses, family-owned enterprises, and private equity groups. While the firm's registration as a Registered Investment Adviser (RIA) was terminated in 2019, its principals continue to operate in the M&A advisory space, with securities-related activities conducted through affiliated FINRA-member broker-dealers.

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Financial Other Service

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Capital Pointe Advisors, LLC

United States

Founded in

2014 (12 Years)

Founded

Last online: No recent activity

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FTD LIMITED

(505 reviews)

British Virgin Islands

2017

(9 years)

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BVI FSC

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License

A Grade License

Issued by globally renowned regulators, these licenses ensure the highest trader protection through strict compliance, fund segregation, insurance, and regular audits. Dispute resolution and adherence to AML/CTF standards further enhance security.

B Grade License

Granted by respected regional regulators, these licenses offer robust safety measures such as fund segregation, financial reporting, and compensation schemes. Though slightly less strict than Tier 1, they provide dependable regional protection.

C Grade License

Issued by regulators in emerging markets, these licenses offer basic protections such as minimum capital requirements and AML policies. Oversight is less stringent, so traders should exercise caution and verify safety measures.

D Grade License

From jurisdictions with minimal oversight, these licenses often lack key protections like fund segregation and insurance. While attractive for operational flexibility, they pose higher risks to traders.

TrustFinance is not a licensed financial advisor and is not affiliated with any financial institutions in your region. We encourage you to do your own research before making any investment decisions.