Company Information

Get to know Baxter & Associates, Inc.; Sagepoint Financial, Inc.

Baxter & Associates, Inc. is an independent financial planning and wealth management firm based in Roswell, Georgia. It provides personalized financial strategies to individuals, families, and business owners. The firm operates by affiliating with a larger, independent broker-dealer for regulatory compliance, trade execution, and back-office support. This broker-dealer was Sagepoint Financial, Inc., a national network of independent financial advisors. In 2023, Sagepoint's parent company, Advisor Group, consolidated all its subsidiary firms under a single new brand, Osaic Wealth, Inc. Therefore, Baxter & Associates now conducts its securities and advisory business through Osaic Wealth, Inc.

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Financial Wealth ManagementPRIMARY
Financial Other Service

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Baxter & Associates, Inc.; Sagepoint Financial, Inc.

United States

Founded in

1976 (50 Years)

Founded

Last online: No recent activity

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Regulated

Recommended

(73 reviews)

Cyprus

2009

(17 years)

Security Information :

CySEC

FSCA

DFSA

Security Information

Warning

This company is currently Unproved.

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License

A Grade License

Issued by globally renowned regulators, these licenses ensure the highest trader protection through strict compliance, fund segregation, insurance, and regular audits. Dispute resolution and adherence to AML/CTF standards further enhance security.

B Grade License

Granted by respected regional regulators, these licenses offer robust safety measures such as fund segregation, financial reporting, and compensation schemes. Though slightly less strict than Tier 1, they provide dependable regional protection.

C Grade License

Issued by regulators in emerging markets, these licenses offer basic protections such as minimum capital requirements and AML policies. Oversight is less stringent, so traders should exercise caution and verify safety measures.

D Grade License

From jurisdictions with minimal oversight, these licenses often lack key protections like fund segregation and insurance. While attractive for operational flexibility, they pose higher risks to traders.

TrustFinance is not a licensed financial advisor and is not affiliated with any financial institutions in your region. We encourage you to do your own research before making any investment decisions.