Company Information

Get to know B. Riley Wealth Management

B. Riley Wealth Management is a full-service private wealth and investment services firm and a subsidiary of B. Riley Financial, Inc. (NASDAQ: RILY). The company provides tailored financial solutions to high-net-worth individuals and families, corporate executives, and institutions. Its services include financial and estate planning, asset management, insurance and annuities, and corporate and executive services. The firm emphasizes a client-first approach, leveraging the diverse expertise of its parent company to offer a broad spectrum of financial products and services.

Industry

Financial Wealth ManagementPRIMARY
Financial Other Service

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B. Riley Wealth Management

United States

Founded in

1996 (30 Years)

Founded

Last online: No recent activity

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OVERALL SCORE

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BridgerPay

(180 reviews)

Cyprus

2017

(9 years)

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Security Information

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License

A Grade License

Issued by globally renowned regulators, these licenses ensure the highest trader protection through strict compliance, fund segregation, insurance, and regular audits. Dispute resolution and adherence to AML/CTF standards further enhance security.

B Grade License

Granted by respected regional regulators, these licenses offer robust safety measures such as fund segregation, financial reporting, and compensation schemes. Though slightly less strict than Tier 1, they provide dependable regional protection.

C Grade License

Issued by regulators in emerging markets, these licenses offer basic protections such as minimum capital requirements and AML policies. Oversight is less stringent, so traders should exercise caution and verify safety measures.

D Grade License

From jurisdictions with minimal oversight, these licenses often lack key protections like fund segregation and insurance. While attractive for operational flexibility, they pose higher risks to traders.

TrustFinance is not a licensed financial advisor and is not affiliated with any financial institutions in your region. We encourage you to do your own research before making any investment decisions.